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Registered Fund Trends and Developments: Quarterly Review Series: 12th Edition – Events


Webinars



Join us for the 12th edition of our Trends and developments in registered funds Quarterly analysis seriesthe latest in a series of webinars featuring informal, yet in-depth, conversations among our Law ’40 professionals.

This series was designed specifically for Act 40 attorneys and compliance professionals as a simple way to stay up to date with what’s happening in the mutual fund and ETF industry.

TOPICS WILL INCLUDE:

  • SEC scrutiny of social media influencers under Section 15(c)
  • Mutual Fund ETF Share Classes
  • Supreme Court decisions pending in two cases related to the Chevron doctrine
  • And more!

Questions?

Please contact Samantha Puleo.

CLE Credit: CLE (Ethics) credit in CA, IL, MN, NM, NY, OH, OR, PA, TX, and VA is pending approval. Credit in CT, FL, and NJ is pending approval by reciprocity.